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John Robert Orth

Ameriprise Financial Services, LLC

Downers Grove, IL

Naperville, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-16
IL RA APPROVED 2016-09-30
  • TX RA
    APPROVED_RES
    Since 2026-04-16
  • IL RA
    APPROVED
    Since 2016-09-30

Branch Locations

2001 Butterfield Rd Ste 1520, Downers Grove, IL 60515 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naperville IL 05/2009 09/2016
Ameriprise Financial Services, Inc. Downers Grove IL 09/2016 03/2020
Ameriprise Financial Services, Llc Downers Grove IL 03/2020 Present
  • 05/2009 → 09/2016
    Wells Fargo Advisors Llc
    Naperville, IL
  • 09/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Downers Grove, IL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Downers Grove, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-07
S63 Uniform Securities Agent State Law Examination 2005-01-31
  • S65 Uniform Investment Adviser Law Examination
    2005-12-07
  • S63 Uniform Securities Agent State Law Examination
    2005-01-31

View on SEC IAPD

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Other Offices

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EAGLE STRATEGIES LLC · DOWNERS GROVE, IL
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