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Tamekia Yolanda Thompson

Prospera Financial Services, Inc.

Dallas, TX

Dallas, TX

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-07
  • TX RA
    APPROVED
    Since 2021-07-07

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 01/2016 01/2017
Wunderlich Securities, Inc. Memphis TN 01/2017 11/2020
City Of Memphis Memphis TN 11/2020 06/2021
Prospera Financial Services Dallas TX 06/2021 Present
  • 01/2016 → 01/2017
    Raymond James & Associates, Inc.
    Memphis, TN
  • 01/2017 → 11/2020
    Wunderlich Securities, Inc.
    Memphis, TN
  • 11/2020 → 06/2021
    City Of Memphis
    Memphis, TN
  • 06/2021 → Present
    Prospera Financial Services
    Dallas, TX
Previous Registrations
  • 2017-01-24 → 2020-11-20
    B. Riley Wealth Management
    Memphis, TN
  • 2016-03-02 → 2017-01-18
    Raymond James & Associates, Inc.
    Memphis, TN
  • 2014-11-12 → 2015-03-02
    Kestra Investment Services, Llc
    Memphis, TN
  • 2008-11-25 → 2014-02-24
    First Horizon Advisors, Inc.
    Memphis, TN
    Memphis, TN
  • 2010-09-17 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
  • 2007-10-31 → 2008-11-12
    Securian Financial Services, Inc.
    Germantown, TN
  • 2007-01-03 → 2007-04-04
    Morgan Keegan & Company, Llc
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
  • S66 Uniform Combined State Law Examination
    2006-12-29
Other Names
  • Tamekia Yolanda Heard

View on SEC IAPD

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