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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-28
MN RA APPROVED 2013-11-05
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-11-28
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Bloomington MN 06/2001 Present
Wells Fargo Advisors Llc Bloomington MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
  • 06/2001 → Present
    Wells Fargo Bank, N.A.
    Bloomington, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Bloomington, MN
  • 11/2016 → Present
    Bloomington, MN
Previous Registrations
  • 2004-12-16 → 2011-01-03
    Wells Fargo Investments, Llc
    St Louis Park, MN
    Bloomington, MN
    Bloomington, MN
    Stillwater, MN
    Stillwater, MN
Other Businesses

DVERIS HOLDINGS LLC; INV RELATED; ST PAUL, MN; RENTAL PROPERTY; 100% OWNERSHIP; START 7/1/2008; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; ST. PAUL,MN; 100% OWNERSHIP; START 8/1/2007; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-10
  • S66 Uniform Combined State Law Examination
    2004-12-10

View on SEC IAPD

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