Yinghui Weng

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Lpl Financial, Llc
  Milpitas, CA
• 06/2010 → Present
  Intowealth, Inc.
  Milpitas, CA

Previous Registrations

• 2008-06-13 → 2010-08-24
  Investment Advisors International, Inc.
  Alviso, CA

Other Businesses

(1) 09/27/2016: IntoWealth, Inc., DBA IntoWealth Insurance Services, California DBA Into General Insurance Agency - Insurance Agency - Investment Related - 1551 McCarthy Blvd., Suite 105, Milpitas. CA 95035 - Start 06/28/2010 - 20 Hr/Mo; 2 Hour(s) During Securities Trading - Person in charge of a general insurance agency that transacts non-variable insurance products and services. It contracts with individuals with life/P&C license but not necessarily security licensed with LPL Financial. Insurance Types: Life, Health, DI, LTC, Fixed Annuities, P&C. (2) 07/10/2017-IntoWealth, Inc.-DBA: IntoWealth-investment related- At reported business location(s)-DBA for LPL Business (entity for LPL business)-start 06/30/2017- Hours per month 150/ hours during trading 100

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-13
• S63 Uniform Securities Agent State Law Examination
  2004-04-30