Jon Robert Fuller

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 02/2021
  Securities America Inc
  La Vista, NE
• 09/2013 → 02/2021
  Securities America Advisors
  La Vista, NE
• 02/2021 → Present
  Cwm, Llc Dba Carson Partners
  Omaha, NE
• 03/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-09-16 → 2021-02-11
  Securities America Advisors, Inc.
  La Vista, NE
• 2012-12-03 → 2013-09-11
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 2008-11-26 → 2012-07-31
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2008-11-26 → 2012-07-31
  Td Ameritrade Investment Management, Llc
  Omah, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: BROKERAGE OPERATIONS MANAGER START DATE: 02/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: I WILL BE PROVIDING DAY-TO-DAY OPERATIONAL SUPPORT TO CLIENTS THROUGH THE BROKERAGE SOLUTIONS GROUP AT THE HOME OFFICE OF CARSON GROUP. 2. NAME OF OTHER BUSINESS: CARSON GROUP HOLDINGS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2021 POSITION/TITLE/RELATIONSHIP: BROKERAGE OPERATIONS MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I WILL BE PROVIDING DAY-TO-DAY OPERATIONAL SUPPORT TO CLIENTS THROUGH THE BROKERAGE SOLUTIONS GROUP AT THE HOME OFFICE OF CARSON GROUP.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-18
• S63 Uniform Securities Agent State Law Examination
  2005-03-23

Other Names

• Jon Robert Fuller