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James Brent Craig

Cetera Investment Advisers LLC

Crestview, FL

Santa Rosa Beach, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-21
FL RA APPROVED 2022-08-10
  • TX RA
    APPROVED
    Since 2025-03-21
  • FL RA
    APPROVED
    Since 2022-08-10

Branch Locations

1301 Industrial Drive, Crestview, FL 32539 • United States

111 N County Highway 393 Building 1 Suite 100, Santa Rosa Beach, FL 32459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Salt Lake City UT 10/2015 05/2018
Hancock Whitney Investment Services, Inc. Destin FL 05/2018 08/2022
Hancock Whitney Bank Destin FL 05/2018 Present
Cetera Investment Services Llc Saint Cloud MN 07/2022 Present
Cetera Investment Advisers Llc Crestview FL 07/2022 Present
Previous Registrations
  • 2018-05-22 → 2022-08-10
    Hancock Whitney Investment Services Inc.
    New Orleans, LA
    Crestview, FL
    Tallahassee, FL
    Marianna, FL
    Panama City, FL
    Pensacola, FL
    Tallahassee, FL
    Panama City Beach, FL
    Panama City, FL
    Pensacola, FL
  • 2015-11-03 → 2018-05-23
    Lpl Financial Llc
    Salt Lake City, UT
    San Diego, CA
    Midvale, UT
    Park City, UT
    Midvale, UT
    Park City, UT
    Midvale, UT
    Midvale, UT
    Boise, ID
  • 2014-06-16 → 2015-11-05
    J.P. Morgan Securities Llc
    Provo, UT
    Spanish Fork, UT
    Provo, UT
    Orem, UT
  • 2013-04-19 → 2014-06-04
    Key Investment Services Llc
    Bountiful, UT
    Denver, CO
    Layton, UT
    Salt Lake City, UT
    West Jordan, UT
    Park City, UT
Other Businesses

1. BREMAR PROPERTIES, RENTAL PROPERTIES, 50% OWNER 2. SALE OF PREMIUM FINANCE LIFE INSURANCE WITH VARIOUS PARTNERS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-18
S63 Uniform Securities Agent State Law Examination 2004-04-29
  • S65 Uniform Investment Adviser Law Examination
    2013-04-18
  • S63 Uniform Securities Agent State Law Examination
    2004-04-29
Other Names
  • Brent Craig
  • James B Craig

View on SEC IAPD

Other Firms

PARK AVENUE SECURITIES LLC
MOORS & CABOT, INC.
LPL FINANCIAL LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
EDWARD JONES
DORGEOLIS CAPITAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.

Other Investors

Dustin Chandler Holloway
Yvonne L Shanklin
SARA C FORDYCE
PAUL E. LOWREY
JOE WILLIAM FAULK
Reagan Hobbs
BLAINE ROBERT TEW
GEORGE EDWARD BORINSKI

Other Offices

PARK AVENUE SECURITIES LLC · CRESTVIEW, FL
MOORS & CABOT, INC. · Crestview, FL
PARK AVENUE SECURITIES LLC · CRESTVIEW, FL
LPL FINANCIAL LLC · CRESTVIEW, FL
KINGSVIEW WEALTH MANAGEMENT, LLC · Crestview, FL
EDWARD JONES · CRESTVIEW, FL
LPL FINANCIAL LLC · CRESTVIEW, FL
DORGEOLIS CAPITAL LLC · CRESTVIEW, FL

More in Crestview, FL

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