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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-25
NJ RA APPROVED 2024-06-13
VA RA APPROVED 2023-04-26
DE RA APPROVED 2023-04-19
MD RA APPROVED 2016-12-05
TX RA APPROVED_RES 2016-12-05
  • FL RA
    APPROVED
    Since 2024-06-25
  • NJ RA
    APPROVED
    Since 2024-06-13
  • VA RA
    APPROVED
    Since 2023-04-26
  • DE RA
    APPROVED
    Since 2023-04-19
  • MD RA
    APPROVED
    Since 2016-12-05
  • TX RA
    APPROVED_RES
    Since 2016-12-05

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Rosemary Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Bethesda MD 09/2011 12/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2016
Wells Fargo Advisors Financial Network, Llc Bethesda MD 12/2016 Present
  • 09/2011 → 12/2016
    Morgan Stanley Smith Barney
    Bethesda, MD
  • 01/2015 → 12/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2016 → Present
    Bethesda, MD
Previous Registrations
Other Businesses

FAUTREL72, INV RELATED, BETHESDA, MD, 100% OWNERSHIP, START 12/7/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.| SEVENTY2 CAPITAL WEALTH MANAGEMENT LLC, INV RELATED, BETHESDA, MD, 50% OWNERSHIP, START 12/1/2016, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.;| TRUSTEE FOR FAUTREL72 INC. 401K DBP, INV RELATED, BETHESDA, MD, START 7/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.| SEVENTY2 LEGACY PARTNER LLC, INV RELATED, WILMINGTON, DE, 45% OWNERSHIP, START 2/28/2023, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.| 72 GROWTH PARTNERS LLC, INV RELATED, WILMINGTON, DE, 27.5% OWNERSHIP, START 3/10/25, 5 HRS PER MONTH, 5 HRS DURING TRADING,| SEVENTY2 CAPITAL LEGACY PARTNERS, LLC; INV RELATED; BETHESDA, MD; WEALTH MANAGEMENT/FINET PRACTICE;43% OWNERSHIP; START DATE: 02/06/2026; 80 HRS PER MONTH; 80 HRS DURING TRADING; SEVENTY2 HOLDINGS, LLC; INV RELATED; BETHESDA, MD; OPPORTUNITY FOR MERCHANT WEALTH PARTNERS TO HAVE OWNERSHIP IN SEVENTY2 CAPITAL WEALTH MANAGEMENT;75% OWNERSHIP; START DATE: 02/06/2026; 20 HRS PER MONTH; 20 HRS DURING TRADING; 7200 TAX PARTNERS - 100% OWNED BY SEVENTY2 HOLDINGS LLC; INV RELATED; BETHESDA, MD; TO CREATE A TAX PREP COMPANY THAT WILL ASSIST IN SERVICING CLIENTS/PROSPECTS. THIS WAS PREVIOUSLY APPROVED, BUT WE ARE CHANGING OWNERSHIP STRUCTURE.;100% OWNERSHIP; START DATE: 02/06/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-08
  • S66 Uniform Combined State Law Examination
    2004-03-08

View on SEC IAPD

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