Shelley Elizabeth Norris

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saginaw, MI
• 01/2016 → 11/2021
  Bank Of America, N.A.
  Saginaw, MI
• 11/2021 → 12/2025
  Lm Kohn
  Saginaw, MI
• 12/2025 → Present
  Wealth Enhancement Group
  Saginaw, MI
• 12/2025 → Present
  Wealth Enhancement Advisory Services
  Saginaw, MI
• 12/2025 → Present
  Wealth Enhancement Brokerage Services
  Saginaw, MI

Previous Registrations

• 2021-11-24 → 2025-12-09
  L.M. Kohn & Company
  Cincinnati, OH
  Saginaw, MI
  Cincinnati, OH
  Cincinnati, OH
• 2015-11-17 → 2021-11-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saginaw, MI
• 2010-10-20 → 2015-11-20
  Morgan Stanley
  Saginaw, MI

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - INVESTMENT ADVISOR REPRESENTATIVE - SAGINAW, MI. PROVIDE INVESTMENT ADVICE FOR A FEE. 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS. SVRC INSUSTRIES - BOARD TRUSTEE - SAGINAW, MI. EMPLOY AND SERVICE INDIVIDUALS WITH DISABILITIES. 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-08
• S63 Uniform Securities Agent State Law Examination
  2004-03-31

Other Names

• Shelley Elizabeth Sproull