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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-21
MI RA APPROVED 2024-05-07
MO RA APPROVED 2021-08-30
NY RA APPROVED 2021-07-15
NV RA APPROVED 2021-06-25
LA RA APPROVED 2021-06-18
FL RA APPROVED 2021-06-16
NJ RA APPROVED 2021-06-07
TX RA APPROVED_RES 2021-06-05
CA RA APPROVED 2021-06-04
  • GA RA
    APPROVED
    Since 2024-11-21
  • MI RA
    APPROVED
    Since 2024-05-07
  • MO RA
    APPROVED
    Since 2021-08-30
  • NY RA
    APPROVED
    Since 2021-07-15
  • NV RA
    APPROVED
    Since 2021-06-25
  • LA RA
    APPROVED
    Since 2021-06-18
  • FL RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2021-06-07
  • TX RA
    APPROVED_RES
    Since 2021-06-05
  • CA RA
    APPROVED
    Since 2021-06-04

Branch Locations

450 N. Park Rd Suite 501, Hollywood, FL 33021 • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Company Plantation FL 12/2009 Present
Bankers Life Securities, Inc. Plantation FL 06/2016 Present
Bankers Life And Casualty Plantation FL 12/2009 Present
Happy Traffic Hollywood FL 01/2000 Present
Charles E Howell, Cpa Pa Hollywood FL 01/1991 Present
City Of Hollywood General Employee Pension Fund Hollwood FL 01/2007 Present
Exposure Realty Hollywood FL 01/2005 Present
Innovation Partners Llc Charlotte NC 06/2021 Present
Ip Financial Advisory Services Llc Charlotte NC 06/2021 Present
  • 12/2009 → Present
    Bankers Life & Casualty Company
    Plantation, FL
  • 06/2016 → Present
    Bankers Life Securities, Inc.
    Plantation, FL
  • 12/2009 → Present
    Bankers Life And Casualty
    Plantation, FL
  • 01/2000 → Present
    Happy Traffic
    Hollywood, FL
  • 01/1991 → Present
    Charles E Howell, Cpa Pa
    Hollywood, FL
  • 01/2007 → Present
    City Of Hollywood General Employee Pension Fund
    Hollwood, FL
  • 01/2005 → Present
    Exposure Realty
    Hollywood, FL
  • 06/2021 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 06/2021 → Present
    Charlotte, NC
Previous Registrations
  • 2016-09-23 → 2021-06-21
    Plantation, FL
    Chicago, IL
  • 2010-06-03 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Plantation, FL
    Plantation, FL
    Birmingham, AL
    West Palm Beach, FL
    West Palm Beach, FL
    Birmingham, AL
  • 2008-04-10 → 2009-12-31
    Ft. Lauderdale, FL
  • 2006-06-09 → 2007-11-07
    Ic Advisory Services, Inc.
    Bridgewater, NJ
  • 2004-10-20 → 2006-06-20
    The Investment Center, Inc.
    Dania Beach, FL
    Dania Beach, FL
Other Businesses

BANKERS LIFE AND CASUALTY POSITION: INSURANCE AGENT NATURE: ALL INSURANCE PRODUCTS INVESTMENT RELATED: NO NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 40 START DATE: 12/19/2009 ADDRESS: 150 S PINE ISLAND ROAD, SUITE 230, PLANTATION, FL 33324 DESCRIPTION: NON VARIABLE INSURANCE SALES AND SERVICE PERSONAL REAL ESTATE POSITION: LANDLORD NATURE: PERSONAL REAL ESTATE INVESTMENT RELATED: NO HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2005 ADDRESS: 150 S PINE ISLAND RD, SUITE 230, PLANTATION FL 33324 DESCRIPTION: PERSONAL REAL ESTATE CITY OF HOLLYWOOD FLORIDA POSITION: TRUSTEE NATURE: PENSION TRUSTEE INVESTMENT RELATED: NO NUMBER OF HOURS: 6 INVESTMENT RELATED HOURS: 3 START DATE: 01/01/2007 ADDRESS: 2600 HOLLYWOOD BLVD, HOLLYWOOD FL 33020 DESCRIPTION: THE CITY OF HOLLYWOOD HAS A DEFINED BENEFIT PLAN ESTABLISHED FOR ITS GENERAL EMPLOYEES. I HAVE BEEN APPOINTED BY THE CITY COMMISION AS A RESIDENT OF HOLLYWOOD TO SERVE AS A TRUSTEE ON THIS BOARD. THIS COMMUNITY SERVICE FUNCTION IS VOLUNTARY AND WITHOUT COMPENSATION. PERSONAL REAL ESTATE POSITION: LANDLORD NATURE: PERSONAL REAL ESTATE INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2005 ADDRESS: 4537 HOLLYWOOD BLVD, HOLLYWOOD FL 33021 DESCRIPTION: PERSONAL REAL ESTATE HAPPY TRAFFIC INC POSITION: OWNER NATURE: TRAFFIC EDUCATION INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2000 ADDRESS: 4537 HOLLYWOOD BLVD, HOLLYWOOD FL 33021 DESCRIPTION: TRAFFIC EDUCATION CHARLES E HOWELL CPA PA POSITION: OWNER NATURE: TAX PREPARATION AND BOOKKEEPING INVESTMENT RELATED: NO NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/1991 ADDRESS: 4537 HOLLYWOOD BLVD, HOLLYWOOD FL 33021 DESCRIPTION: PERFORM ACCOUNTING AND TAX PREPARATION CNO FINANCIAL INC POSITION: Unit Field Trainer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 12/01/2015 ADDRESS: 150 S Pine Island Rd, Plantation FL 33324 DESCRIPTION: I help mentor and assist new insurance agents in a supervisoray roll. GREAT USA PROPERTY & CASUALTY INSURANCE LLC POSITION: Insurance Agent NATURE: Licensed General Lines Property and Casualty 2-20 License and Adjuster 6-20 License. Writting business for Home, Business, and Auto insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/18/2017 ADDRESS: 718 W Princeton Street STE B, Orlando FL 32804, United States DESCRIPTION: Licensed General Lines Property and Casualty 2-20 License and Adjuster 6-20 License. Writting business for Home, Business, and Auto insurance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-15
S66 Uniform Combined State Law Examination 2004-10-07
  • S63 Uniform Securities Agent State Law Examination
    2011-05-15
  • S66 Uniform Combined State Law Examination
    2004-10-07
Designations
Other Names
  • Charles E. Howell

View on SEC IAPD

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