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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-07 |
| MI | RA | APPROVED | 2021-01-11 |
| IN | RA | APPROVED | 2021-01-06 |
Branch Locations
Hudsonville, MI • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington University | Huntington | IN | 08/2012 | 04/2017 |
| Stephan Drp Trucking | Roanoke | IN | 04/2017 | 09/2017 |
| Gei-Corp Trucking | Markle | IN | 10/2017 | 06/2020 |
| Buchanan Hauling And Rigging | Fort Wayne | IN | 04/2019 | 08/2019 |
| Lpl Financial, Llc | Hudsonville | MI | 07/2020 | Present |
1. 01/21/2021 - Schenkel Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/13/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 1/28/2022 - Schenkel Acres Inc - Investment Related - 4436 Hidden Lake Ct, Hudsonville, MI 49426 - Other-Private Family Farm Corp. to be formed in - President and Owner - Started 02/01/2022 - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-09 |
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