Brian Joseph Birnbaum

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-03
TX	RA	APPROVED_RES	2020-04-23
IL	RA	APPROVED	2016-05-19

FL RA
APPROVED

Since 2024-04-03
TX RA
APPROVED_RES

Since 2020-04-23
IL RA
APPROVED

Since 2016-05-19

Branch Locations

Elmhurst, IL • United States

Naples, FL • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Chicago	IL	04/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	06/2016	Present

04/2016 → Present

Morgan Stanley Smith Barney Llc

Chicago, IL
06/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*302558- Oak Park River Forest Infant Welfare Society; Investment related No; Oak Park, Illinois; Charitable, Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 1;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-19

S66 Uniform Combined State Law Examination

2016-05-19

Other Names

Brian J Birnbaum
Brian Birnbaum
Brian Joseph Birnbaum

View on SEC IAPD