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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-05 |
Branch Locations
2080 North State Highway 360 Suite 225, Grand Prairie, TX 75050 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Duncanville | TX | 06/2009 | 03/2017 |
| Kestra Investment Services, Llc | Grand Prairie | TX | 03/2017 | 05/2025 |
| Neighborhood Credit Union | Duncanville | TX | 06/2003 | 03/2017 |
| Kestra Advisory Services, Llc | Grand Prairie | TX | 03/2017 | 05/2025 |
| Lpl Financial Llc | Grand Prairie | TX | 05/2025 | Present |
1. Start Date: 07/01/2025 - Joel Matthew Risenhoover - Outside/W-2 Employment - Not investment related - Allen, Tx 75013 - 2 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 2 2. Start Date: 5/5/2025 - Argo Retirement Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Grand Prairie Tx 75050 - 800 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 98
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-16 |
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