Robert Lee Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-06-04

FL RA
APPROVED

Since 2018-06-04

Branch Locations

Ft. Lauderdale, FL • United States

501 E Las Olas Blvd Suite 300, Fort Lauderdale, FL 33301-2882 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Fort Lauderdale	FL	01/2004	05/2018
Lpl Financial Llc	Fort Lauderdale	FL	06/2018	Present

01/2004 → 05/2018

Raymond James & Associates

Fort Lauderdale, FL
06/2018 → Present

Lpl Financial Llc

Fort Lauderdale, FL

Previous Registrations

2004-11-05 → 2018-06-05

Raymond James & Associates, Inc.

Fort Lauderdale, FL

Fort Lauderdale, FL

Other Businesses

1. 06/11/2019 - JRM Wealth Management Inc - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:05/17/2019 - 1 hr/mo - 1 hr during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-16

S66 Uniform Combined State Law Examination

2004-04-16

Other Names

Jr Miller

View on SEC IAPD