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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-03-09 |
| KY | RA | APPROVED | 2020-01-30 |
| NJ | RA | APPROVED | 2019-09-04 |
| DE | RA | APPROVED | 2019-06-20 |
| SC | RA | APPROVED | 2019-06-07 |
| WV | RA | APPROVED | 2017-09-29 |
| NC | RA | APPROVED | 2017-05-08 |
| FL | RA | APPROVED | 2016-02-26 |
| MI | RA | APPROVED | 2014-02-06 |
| PA | RA | APPROVED | 2007-01-31 |
| AZ | RA | APPROVED | 2006-01-04 |
| DC | RA | APPROVED | 2005-11-10 |
| MD | RA | APPROVED | 2005-11-09 |
| VA | RA | APPROVED | 2005-11-09 |
Branch Locations
1201 Winterson Road Suite 130, Linthicum Heights, MD 21090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Phoenix | AZ | 01/2004 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-25 |
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