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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-16 |
| OR | RA | APPROVED | 2024-04-01 |
Branch Locations
181 N. Grant St., Suite 214, Canby, OR 97013 • United States
1915 Broadway Street, Baker City, OR 97814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Canby | OR | 07/2015 | 04/2024 |
| Lpl Financial | Baker City | OR | 04/2024 | Present |
1- 04/01/2024 / Oregon Trail Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / 35 hrs mth / 5 hrs during trading / At reported business location(s) 2- 04/01/2024 / SCOTT WARNER, FARMING / Farm / Not Investment Related - Home Based / 15 hrs mth / 0 hrs during trading / Start date: 01/01/1983 3- 04/01/2024 / Flying J Trucking LLC / Trucking / Not Investment Related - Home Based / 5 hrs mth / 0 hrs during trading / Start date: 01/01/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-27 |
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