Jaimie Lynn Crook

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-10-23
GA	RA	APPROVED	2023-10-16
TX	RA	APPROVED_RES	2023-10-16

FL RA
APPROVED

Since 2023-10-23
GA RA
APPROVED

Since 2023-10-16
TX RA
APPROVED_RES

Since 2023-10-16

Branch Locations

St. Marys, GA • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	05/2014	10/2023
Rockefeller Financial Llc	St. Marys	GA	10/2023	Present

05/2014 → 10/2023

Ubs Financial Services Inc.

Atlanta, GA
10/2023 → Present

Rockefeller Financial Llc

St. Marys, GA

Previous Registrations

2014-05-27 → 2023-10-24

Ubs Financial Services Inc.

Atlanta, GA

Jacksonville, FL
2009-06-01 → 2012-11-06

Morgan Stanley

Atlanta, GA
2008-12-17 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA
2007-09-06 → 2008-12-16

Citigroup Global Markets Inc.

Atlanta, GA

Other Businesses

Jimco LLC, Investment related. 525 22nd Street, Ste 7, Galveston, TX 77550. Owner; 01/01/2016; Zero hours per month and 0 hours during trading hours. LLC created to make investments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-29

S66 Uniform Combined State Law Examination

2007-08-29

Other Names

Jaimie Lynn Dick
Jaimie Dick

View on SEC IAPD