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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-30
  • LA RA
    APPROVED
    Since 2024-08-30

Branch Locations

1896 Hudson Circle, Ste. 6, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp. Atlanta GA 10/2015 10/2019
Lpl Financial Llc Monroe LA 10/2019 Present
  • 10/2015 → 10/2019
    Fsc Securities Corp.
    Atlanta, GA
  • 10/2019 → Present
    Monroe, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
S63 Uniform Securities Agent State Law Examination 2000-03-01
  • S66 Uniform Combined State Law Examination
    2024-08-23
  • S63 Uniform Securities Agent State Law Examination
    2000-03-01

View on SEC IAPD

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