Rocco A Manochio

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-09-09
TX	RA	APPROVED	2011-09-09

NJ RA
APPROVED

Since 2011-09-09
TX RA
APPROVED

Since 2011-09-09

Branch Locations

1064 S Main St Ste 1A & 1B, West Creek, NJ 08092-2913 • United States

2021 New Rd 12 Linwood Professional Plaza, Linwood, NJ 08221-1045 • United States

West Creek, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Manahawkin	NJ	09/2011	03/2020
Ameriprise Financial Services, Llc	West Creek	NJ	03/2020	Present

09/2011 → 03/2020

Ameriprise Financial Services, Inc.

Manahawkin, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

West Creek, NJ

Previous Registrations

2005-01-19 → 2011-09-13

Wells Fargo Clearing Services, Llc

Haddon Township, NJ

Toms River, NJ

Robbinsville, NJ

Haddon Township, NJ

Toms River, NJ

Tuckerton, NJ

Manahawkin, NJ

Other Businesses

Business Ownership; RM Financial Management, LLC; Owner for LLC that manages office of Financial Planning practice; Business LLC established to pay business expenses and payroll.; 1064 S Main St, Suite 1A, , West Creek, NJ, 8092; Not Investment-Related; 10/12/2011; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-08

S66 Uniform Combined State Law Examination

2005-01-08

Designations

Other Names

Rocco Manochio
Rocco Anthony Manochio

View on SEC IAPD