Rita P Singh

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-09
NY	RA	APPROVED	2023-09-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Bank Usa	Yonkers	NY	07/2002	Present
Hsbc Securities (Usa) Inc.	New York City	NY	01/2005	Present

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-12
S63	Uniform Securities Agent State Law Examination	2004-03-19