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Liza Marie Dela Cruz

Alliance Advisory & Securities, LLC

Westlake Village, CA

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Current Employers
Alliance Advisory & Securities, Llc

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-04
  • CA RA
    APPROVED
    Since 2025-03-04

Branch Locations

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Advisory & Securities, Llc Westlake Village CA 02/2025 Present
Unemployed Porter Ranch CA 09/2024 01/2025
Steelpeak Wealth Woodland Hills CA 05/2024 08/2024
Unemployed Porter Ranch CA 10/2023 04/2024
Doubleline Capital Los Angeles CA 12/2016 09/2023
American International Group Los Angeles CA 02/2012 11/2016
  • 02/2025 → Present
    Alliance Advisory & Securities, Llc
    Westlake Village, CA
  • 09/2024 → 01/2025
    Unemployed
    Porter Ranch, CA
  • 05/2024 → 08/2024
    Steelpeak Wealth
    Woodland Hills, CA
  • 10/2023 → 04/2024
    Unemployed
    Porter Ranch, CA
  • 12/2016 → 09/2023
    Doubleline Capital
    Los Angeles, CA
  • 02/2012 → 11/2016
    American International Group
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-03
S66 Uniform Combined State Law Examination 2008-04-05
S63 Uniform Securities Agent State Law Examination 2004-01-14
  • S65 Uniform Investment Adviser Law Examination
    2025-03-03
  • S66 Uniform Combined State Law Examination
    2008-04-05
  • S63 Uniform Securities Agent State Law Examination
    2004-01-14
Other Names
  • Liza Marie Dela Cruz
  • Liza Marie Dela Cruz-Montafej

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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