Darrell Habben

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2021-07-19

OK RA
APPROVED

Since 2021-07-19

Branch Locations

1601 Nw Expressway Suite 1850, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Third Seven Capital Llc	New York	NY	03/2013	03/2020
Miller Private Wealth Llc	Oklahoma City	OK	04/2020	07/2021
Mariner Wealth Advisor	Oklahoma City	OK	07/2021	Present

03/2013 → 03/2020

Third Seven Capital Llc

New York, NY
04/2020 → 07/2021

Miller Private Wealth Llc

Oklahoma City, OK
07/2021 → Present

Mariner Wealth Advisor

Oklahoma City, OK

Previous Registrations

2020-05-20 → 2021-07-01

Miller Private Wealth Llc

Oklahoma City, OK

Other Businesses

Black Tulip Group, LLC; investment related; Oklahoma City, OK; member; start date 12/22/25; 10 hours /month, 0 during trading hours; holding company used to make investments in non-control equity, fixed income, real estate.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-20
S63	Uniform Securities Agent State Law Examination	2004-03-08

S65 Uniform Investment Adviser Law Examination

2020-05-20
S63 Uniform Securities Agent State Law Examination

2004-03-08

Designations

Certified Financial Planner

Other Names

Darrell Joe Habben

View on SEC IAPD