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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2011-10-10
  • MO RA
    APPROVED
    Since 2011-10-10

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus St. Louis MO 01/2004 Present
  • 01/2004 → Present
    Stifel Nicolaus
    St. Louis, MO
Other Businesses

1. Schulz Enterprise LLC; 10 rue grand ct lake saint louis, MO 63141; vehicle rentals. we will purchase a vehicle to be rented through an outside person's turo website; partner, my husband will be handling all operations as second partner; listed partner; 02/11/2026; 0hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-08
  • S66 Uniform Combined State Law Examination
    2011-10-08
Other Names
  • Stephanie Marie Surgant
  • Stephanie Marie Taylor

View on SEC IAPD

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