Carolina Thompson

Current Employers

Employment History

• 05/2009 → 12/2019
  Ubs International Inc.
  Coral Gables, FL
• 01/2010 → 12/2019
  Ubs Financial Services Inc.
  Coral Gables, FL
• 12/2019 → 02/2023
  Morgan Stanley Smith Barney Llc
  Aventura, FL
• 01/2020 → 02/2023
  Morgan Stanley Private Bank, N.A
  New York, NY
• 02/2023 → Present
  Insigneo Securities, Llc
  Miami, FL
• 02/2023 → Present
  Insigneo Advisory Services, Llc
  Miami, FL

Previous Registrations

• 2019-12-06 → 2023-02-27
  Morgan Stanley
  Aventura, FL
• 2010-01-01 → 2019-12-19
  Ubs Financial Services Inc.
  Coral Gables, FL
• 2009-05-26 → 2010-01-01
  Ubs International Inc.
  Coral Gables, FL
• 2006-10-23 → 2009-05-13
  Ubs Financial Services Inc.
  Hallandale Beach, FL
• 2004-11-29 → 2006-10-25
  Citicorp Investment Services
  Miami, FL
  Miami, FL

Other Businesses

-INSIGNEO ADVISORY SERVICES LLC Dually registered since February 2023. Advisory services, Investment related. 15-20 hours approximately devoted to this business and during trading hours. Financial Advisor. -LEGACY ADVISORY GROUP (DBA) FL-US Filed date: 06/26/2023_No registered entity_A name used as branding_For brokerage and Advisory. -THOMPSON WEALTH ADVISORY_Non-Securities related / Address: Aventura, FL / Nature: Pass through for tax purposes. / Position: President and 100% ownership / Start date: 03/2023 / Devote: 40 hrs/month and 40 hrs/month during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-13