Bradley Mark Howard

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2023-10-04
OH	RA	APPROVED	2023-10-04
TX	RA	APPROVED_RES	2023-10-04

KY RA
APPROVED

Since 2023-10-04
OH RA
APPROVED

Since 2023-10-04
TX RA
APPROVED_RES

Since 2023-10-04

Branch Locations

509 Centre View Boulevard, Crestview Hills, KY 41017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mitchell	KY	08/2016	Present
Center For Wealth Management	Ft. Mitchell	KY	08/2016	10/2023
Independent Advisor Alliance	Charlotte	NC	10/2023	Present

08/2016 → Present

Lpl Financial Llc

Fort Mitchell, KY
08/2016 → 10/2023

Center For Wealth Management

Ft. Mitchell, KY
10/2023 → Present

Independent Advisor Alliance

Charlotte, NC

Previous Registrations

2016-08-18 → 2024-01-09

Center For Wealth Management Advisory

Milford, OH
2011-08-12 → 2016-08-19

J.J.B. Hilliard, W.L. Lyons, Llc

Ft. Mitchell, KY
2004-06-07 → 2011-08-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Mitchell, KY

Fort Mitchell, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-06-05

S66 Uniform Combined State Law Examination

2004-06-05

Other Names

Brad M. Howard
Bradley M Howard

View on SEC IAPD