David L. Swenson

Current Employers

Employment History

• 09/2014 → 03/2017
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2019 → 12/2025
  Ae Wealth Management, Llc
  Topeka, KS
• 01/2019 → 03/2024
  Swenson Wealth Advisors
  Denver, CO
• 03/2017 → 10/2019
  Spire Investment Partners
  Highlands Ranch, CO
• 03/2024 → Present
  Ridgegate Financial, Llc
  Englewood, CO
• 09/2025 → Present
  Ridgegate Advisors, Llc
  Englewood, CO
• 03/2024 → Present
  Ridgegate Insurance, Llc
  Englewood, CO

Previous Registrations

• 2019-11-07 → 2025-12-23
  Ae Wealth Management, Llc
  Denver, CO
  Englewood, CO
  Highlands Ranch, CO
  Lone Tree, CO
  Denver, CO
• 2017-03-02 → 2019-11-11
  Spire Wealth Management, Llc
  Englewood, CO
  Mclean, VA
  Englewood, CO
• 2014-09-26 → 2017-03-03
  United Capital Financial Advisors
  Colorado Springs, CO
  Englewood, CO
  Highlands Ranch, CO
  Highlands Ranch, CO
  Highlands Ranch, CO
• 2013-04-18 → 2014-10-14
  Spire Wealth Management, Llc
  Englewood, CO
  Mclean, VA
• 2005-01-20 → 2013-04-15
  Arax Advisory Partners
  New York, NY
  Denver, CO
  Denver, CO
• 2004-03-01 → 2005-02-01
  Secure Financial Group, Inc.
  Denver, CO

Other Businesses

1)-Ridgegate Advisors, LLC; Yes, Investment related; 8310 S Valley Highway, Suite 480, Englewood, CO 80112; Firm is a Registered Investment Advisor; Position: Investment Advisor Representative; Start date: 9/2025; Approx. 160 hours per month; Approx. 7 - 8 hour per day during trading hours. Fee-based Financial Advisory. 2)- Ridgegate Financial, LLC. Yes, Investment Related; 8310 S Valley Highway, Suite 480, Englewood, CO 80112; Firm is paymaster for all Ridgeate Firms; Position: Employee; Start date: 4/2021; Approx 0 hours per month; Approx 0 hours per day during securities trading hours. No direct duties. 3.) Ridgegate Insurance, LLC; Yes, Investment Related; 8310 S Valley Highway, Suite 480, Englewood, CO 80112; Firm is insurance agency; Position: Insurance agent; Start date: 4/2021; Approx 12 hours per month; Approx 7 - 8 hours per day during securities trading hours. Sales of insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-06