Ian Thomas Geffers

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-06
TX	RA	APPROVED_RES	2013-01-09
NJ	RA	APPROVED	2007-11-28

PA RA
APPROVED

Since 2024-08-06
TX RA
APPROVED_RES

Since 2013-01-09
NJ RA
APPROVED

Since 2007-11-28

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

Mount Bethel, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	02/2002	Present

02/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington , NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-16

S66 Uniform Combined State Law Examination

2000-10-16

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Reviews