James E. Oakes

Current Employers

Employment History

• 07/2007 → Present
  Oakes Financial
  Meadville, PA
• 04/2016 → Present
  Osaic Wealth, Inc.
  Meadville, PA

Previous Registrations

• 2015-01-30 → 2016-04-29
  Stonex Advisors Inc.
  Birmingham, AL
• 2006-01-04 → 2015-01-30
  Wrp Investments, Inc.
  Meadville, PA
  Youngstown, OH
  Meadville, PA
  Youngstown, OH

Other Businesses

1. OAKES FINANCIAL POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 28 SECURITIES TRADING HOURS: 16 START DATE: 07/01/2007 ADDRESS: 789 Park Ave, Meadville PA 16335, United States DESCRIPTION: Oversee & participate in all aspects of tax prep &accounting 2. JAMES E. OAKES POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2007 ADDRESS: 789 PARK AVE, MEADVILLE PA 16335, United States DESCRIPTION: Peiodic insurance sales 3. MEADVILLE AREA SEWER AUTHORITY POSITION: Volunteer Board Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: French Creek Parkway, Meadville PA 16335, United States DESCRIPTION: Serve as a board member in a volunteer capacity for the local sewer authority. 4. CRAWFORD CHRISTIAN ACADEMY POSITION: Varsity Basketball Coach NATURE: Corporation - Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 543 RANDOLPH ST, MEADVILLE PA 16335, United States DESCRIPTION: Coach 7-12 grade girls basketball at small Christian school. 5. WEBOTTABANK, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2026 ADDRESS: 376 Main St, Saegertown PA 16433, United States DESCRIPTION: This is a commercial office owned by myself and spouse. Our intention is to rehab the space and rent to Oakes Financial in the future.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-20