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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-12-21
TX RA APPROVED_RES 2010-03-08
CT RA APPROVED 2004-10-25
  • NJ RA
    APPROVED
    Since 2022-12-21
  • TX RA
    APPROVED_RES
    Since 2010-03-08
  • CT RA
    APPROVED
    Since 2004-10-25

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Ramsey, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 12/2001 Present
Bank Of America, N.A. Stamford CT 11/2014 Present
Other Businesses

I*1673291, Entity Type: Fiduciary role, Name of OBA: A D Family 2024 Irrevocable Trust, Address: Ramsey, New Jersey 07446, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/18/2024, No Hours: 5, No Hours during trading: 0, Duties: Fiduciary role I*1708264, Entity Type: Fiduciary role, Name of OBA: A D Family 2024 Trust, Address: Ramsey, New Jersey 07445, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/25/2024, No Hours: 2, No Hours during trading: 0, Duties: Fiduciary role I*2575263, Entity Type: , Name of OBA: A D Trust, Address: Ramsey, New Jersey, 07446, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 06/16/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4137267, Entity Type: , Name of OBA: D N Trust, Address: bronx, New York, 10461, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 04/24/2026, No Hours: 5 Yearly, No Hours during Trading: 5 Yearly, Duties: I*4137268, Entity Type: , Name of OBA: C N Trust, Address: Bronx, New York, 10461, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 04/24/2026, No Hours: 5 Yearly, No Hours during Trading: 5 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-23
  • S66 Uniform Combined State Law Examination
    2004-10-23

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