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Shanti Ramsahai

Citigroup Global Markets Inc.

Farmingdale, NY

Huntington Station, NY

Port Jefferson, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-08
  • NY RA
    APPROVED
    Since 2022-08-08

Branch Locations

Cwm Retail, Sales 250 Conklin St., Farmingdale, NY 11735 • United States

Cwm Retail, Sales 300 Walt Whitman Road, Huntington Station, NY 11746 • United States

Citi Wealth Management, Sales 4800 Nesconset Highway, Ste 1, Port Jefferson, NY 11776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Glen Oaks NY 03/2005 02/2020
Hsbc Securities Usa, Inc. New York NY 06/2019 02/2020
Unemployed Floral Park NY 03/2020 03/2021
Lpl Financial Llc Franklin Square NY 03/2021 10/2021
Sterling National Bank Franklin Square NY 03/2021 10/2021
Citigroup South Huntington NY 03/2022 Present
Unemployed Floral Park NY 11/2021 03/2022
  • 03/2005 → 02/2020
    Hsbc Bank Usa, N.A.
    Glen Oaks, NY
  • 06/2019 → 02/2020
    Hsbc Securities Usa, Inc.
    New York, NY
  • 03/2020 → 03/2021
    Unemployed
    Floral Park, NY
  • 03/2021 → 10/2021
    Lpl Financial Llc
    Franklin Square, NY
  • 03/2021 → 10/2021
    Sterling National Bank
    Franklin Square, NY
  • 03/2022 → Present
    Citigroup
    South Huntington, NY
  • 11/2021 → 03/2022
    Unemployed
    Floral Park, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-06
S63 Uniform Securities Agent State Law Examination 2004-04-19
  • S66 Uniform Combined State Law Examination
    2022-08-06
  • S63 Uniform Securities Agent State Law Examination
    2004-04-19
Other Names
  • Shanti Kim Ramsahai

View on SEC IAPD

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Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · FARMINGDALE, NY
CETERA INVESTMENT ADVISERS LLC · FARMINGDALE, NY
PRIVATE ADVISOR GROUP, LLC · Farmingdale, NY
OSAIC WEALTH, INC. · FARMINGDALE, NY
LPL FINANCIAL LLC · FARMINGDALE, NY
OSAIC WEALTH, INC. · Farmingdale, NY
EDWARD JONES · FARMINGDALE, NY
OSAIC WEALTH, INC. · FARMINGDALE, NY

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