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Arkadios Wealth Advisors CRD 288863
$8.79B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 04/2014 | 05/2020 |
| Arkadios Capital | Atlanta | GA | 05/2020 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 05/2020 | Present |
1) Non-Variable Insurance (Various Appointments), Is Not Investment Related, 2119 Maynard Rd, Charlotte, NC, 28270, United States, Life/Health/Fixed/Property/Casualty/LTC Insurance,Agent,4/30/2004, 1 hours per month, 1 hours per month during trading hours, Commission Compensation, Producer & Servicing Agent 2) Thompson Pratt Capital Management, LLC, Is Investment Related, 2119 Maynard Rd, Charlotte, NC, 28270, United States, Fee & Commission Business & Non-Variable Insurance, Member, 1/1/2017, 40 hours per month, 2 hours per month during trading hours, Commission Compensation, Financial Services 3) Pratt Investments, LLC, Is Investment Related, 2119 Maynard Road, Charlotte, NC, 28270, United States, Owner, 1/1/2018, 5 hours per month, 5 hours per month during trading hours, Commission Compensation, Business entity for personal tax and legal planning. 4) Thompson Financial Group, Inc., Is Not Investment Related, 576 Colonial Dr, Hilton Head, SC, 29926, United States, Fixed Insurance, Agent, 7/1/2007, 1 hours per month, 1 hours per month during trading hours, Commission Compensation, Producer & Servicing Agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-02 |
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