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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
VA RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

477 Mclaws Circle Ste 4, Willamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Middle Peninsula Insurance & Financial Services Williamsburg VA 09/2013 10/2016
Voya Financial Advisors Williamsburg VA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2013 → 10/2016
    Middle Peninsula Insurance & Financial Services
    Williamsburg, VA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Williamsburg, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-09-24 → 2021-06-09
    Williamsburg, VA
    Ellicott City, MD
    Newport News, VA
    Willamsburg, VA
    Pittsburgh, PA
    Greenville, SC
  • 2006-10-23 → 2013-09-18
    Securian Financial Services, Inc.
    Williamsburg, VA
    Norfolk, VA
    Williamsburg, VA
    Midlothian, VA
  • 2004-04-20 → 2006-08-02
    New York, NY
    Williamsburg, VA
    Williamsburg, VA
Other Businesses

1)_NAME OF ENTITY:JOE FERNANDES WEALTH MANAGEMENT LLC; No; 477 MCLAWS CIRCLE STE 4 WILLIAMSBURG VA 23185; WILLIAMSBURG; VA; 23185; ACCOUNTING AND BOOKKEEPING; MEMBER/OWNER; 11/2/2016; 5; 5; PERFORM ACCOUNTING AND BOOKKEEPING 2)NAME OF ENTITY:FERNANDES WEALTH MANAGEMENT LLC; Yes; 477 MCLAWS CIRCLE STE 4 WILLIAMSBURG VA 23185; WILLIAMSBURG; VA; 23185; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR/OWNER; 2/28/2017; 160; 140; SALE & SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. 3) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 477 MCLAWS CIRCLE STE 4 WILLIAMSBURG VA 23185; WILLIAMSBURG; VA; 23185; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/17/2013; 160; 160; SALE OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-30
  • S66 Uniform Combined State Law Examination
    2004-03-30
Designations

View on SEC IAPD

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