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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
477 Mclaws Circle Ste 4, Willamsburg, VA 23185 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Middle Peninsula Insurance & Financial Services | Williamsburg | VA | 09/2013 | 10/2016 |
| Voya Financial Advisors | Williamsburg | VA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1)_NAME OF ENTITY:JOE FERNANDES WEALTH MANAGEMENT LLC; No; 477 MCLAWS CIRCLE STE 4 WILLIAMSBURG VA 23185; WILLIAMSBURG; VA; 23185; ACCOUNTING AND BOOKKEEPING; MEMBER/OWNER; 11/2/2016; 5; 5; PERFORM ACCOUNTING AND BOOKKEEPING 2)NAME OF ENTITY:FERNANDES WEALTH MANAGEMENT LLC; Yes; 477 MCLAWS CIRCLE STE 4 WILLIAMSBURG VA 23185; WILLIAMSBURG; VA; 23185; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR/OWNER; 2/28/2017; 160; 140; SALE & SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. 3) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 477 MCLAWS CIRCLE STE 4 WILLIAMSBURG VA 23185; WILLIAMSBURG; VA; 23185; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/17/2013; 160; 160; SALE OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-30 |
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