Lorand Norbert Parenteau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 02/2016 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 01/2025
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 01/2025
  Cetera Advisors Llc
  Sherman Oaks, CA
• 01/2025 → Present
  Lpl Financial
  Sherman Oaks, CA

Previous Registrations

• 2020-11-12 → 2025-02-03
  Cetera Investment Advisers Llc
  Sherman Oaks, CA
  Los Angeles, CA
• 2016-02-10 → 2020-11-12
  First Allied Advisory Services, Inc.
  Los Angeles, CA

Other Businesses

1)12/06/2024 - Parenteau Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 01/22/2025- Lorand Parenteau, Advisor- Non-Variable Insurance- Not INV Related- Start date 01/20/2025- 145 Hours Per Month- 9 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-03-04

Designations

• Certified Financial Planner