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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
NY RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-21
NY RA APPROVED 2023-04-28
  • NJ RA
    APPROVED
    Since 2023-09-21
  • NY RA
    APPROVED
    Since 2023-04-28

Branch Locations

600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amesto Global Usa, Inc. Morristown NJ 03/2021 Present
Pride Capital Partners, Llc New York NY 10/2017 02/2021
Citrin Cooperman & Company, Llp New York NY 11/2007 10/2017
Avantax Planning Partners Parsippany NJ 03/2023 Present
Unemployment New York NY 02/2021 03/2021
Avantax Advisory Services Parsippany NJ 03/2024 09/2025
Avantax Planning Partners Staten Island NY 03/2023 Present
Avantax Planning Partners Staten Island NY 03/2023 Present
Avantax Planning Partners Staten Island NY 03/2023 Present
Mpm Advisory, Llc Staten Island NY 08/2024 Present
Avantax Investment Services Parsippany NJ 06/2021 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/2021 → Present
    Amesto Global Usa, Inc.
    Morristown, NJ
  • 10/2017 → 02/2021
    Pride Capital Partners, Llc
    New York, NY
  • 11/2007 → 10/2017
    Citrin Cooperman & Company, Llp
    New York, NY
  • 03/2023 → Present
    Avantax Planning Partners
    Parsippany, NJ
  • 02/2021 → 03/2021
    Unemployment
    New York, NY
  • 03/2024 → 09/2025
    Avantax Advisory Services
    Parsippany, NJ
  • 03/2023 → Present
    Avantax Planning Partners
    Staten Island, NY
  • 03/2023 → Present
    Avantax Planning Partners
    Staten Island, NY
  • 03/2023 → Present
    Avantax Planning Partners
    Staten Island, NY
  • 08/2024 → Present
    Mpm Advisory, Llc
    Staten Island, NY
  • 06/2021 → 09/2025
    Avantax Investment Services
    Parsippany, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-03-27 → 2025-09-05
    Avantax Advisory Services
    Parsippany, NJ
    Dallas, TX
Other Businesses

1) AVANTAX PLANNING PARTNERS POSITION: Independent Advisor Rep. NATURE: Investment planning and retirement planning as well as tax planning. This is provided to individuals and small businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/31/2023 ADDRESS: 20 Haven Esplanade, Staten Island NY 10301, United States DESCRIPTION: 1) Meet with clients2) Advise on investment options3) Respond to client questions/concerns4) Prepare financial statements5) Prepare estimated tax paymentsAll investment will be completed through Avantax 2) MPM ADVISORY, LLC POSITION: Owner NATURE: Provide outsourced accounting support to small and medium sized businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2024 ADDRESS: 20 Haven Esplanade, Staten Island NY 10301, United States DESCRIPTION: Provide accounting support Provide support for company under audit Provide Accounts payable and accounts receivable support Provide tax preparation support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-28
  • S65 Uniform Investment Adviser Law Examination
    2023-04-28
Other Names
  • Mike P Mccumiskey
  • P Mcmichael
  • Michael P Mccumiskey
  • Mike Mccumiskey

View on SEC IAPD

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