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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-21 |
| NY | RA | APPROVED | 2023-04-28 |
Branch Locations
600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amesto Global Usa, Inc. | Morristown | NJ | 03/2021 | Present |
| Pride Capital Partners, Llc | New York | NY | 10/2017 | 02/2021 |
| Citrin Cooperman & Company, Llp | New York | NY | 11/2007 | 10/2017 |
| Avantax Planning Partners | Parsippany | NJ | 03/2023 | Present |
| Unemployment | New York | NY | 02/2021 | 03/2021 |
| Avantax Advisory Services | Parsippany | NJ | 03/2024 | 09/2025 |
| Avantax Planning Partners | Staten Island | NY | 03/2023 | Present |
| Avantax Planning Partners | Staten Island | NY | 03/2023 | Present |
| Avantax Planning Partners | Staten Island | NY | 03/2023 | Present |
| Mpm Advisory, Llc | Staten Island | NY | 08/2024 | Present |
| Avantax Investment Services | Parsippany | NJ | 06/2021 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) AVANTAX PLANNING PARTNERS POSITION: Independent Advisor Rep. NATURE: Investment planning and retirement planning as well as tax planning. This is provided to individuals and small businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/31/2023 ADDRESS: 20 Haven Esplanade, Staten Island NY 10301, United States DESCRIPTION: 1) Meet with clients2) Advise on investment options3) Respond to client questions/concerns4) Prepare financial statements5) Prepare estimated tax paymentsAll investment will be completed through Avantax 2) MPM ADVISORY, LLC POSITION: Owner NATURE: Provide outsourced accounting support to small and medium sized businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2024 ADDRESS: 20 Haven Esplanade, Staten Island NY 10301, United States DESCRIPTION: Provide accounting support Provide support for company under audit Provide Accounts payable and accounts receivable support Provide tax preparation support
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-28 |
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