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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-29
NC RA APPROVED 2020-05-13
  • TX RA
    APPROVED_RES
    Since 2021-10-29
  • NC RA
    APPROVED
    Since 2020-05-13

Branch Locations

1015 Ashes Drive Suite 200, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Greenville SC 08/2008 11/2016
Park Avenue Securities Llc Greenville SC 08/2008 11/2016
Massmutual Life Insurance Co Wilmington NC 11/2016 Present
Mml Investors Services, Llc Wilmington NC 12/2016 Present
Previous Registrations
Other Businesses

(1) NAME: RUSSELL BLAKE MOORE INV REL: Y ADDR: 1015 ASHES DRIVE SUITE 200 WILMINGTON NC 28405 NATURE: OUTSIDE INSURANCE BROKERAGE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: AGENT START: 11/7/2016 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4. (2) NAME: FAIR WINDS INSURANCE LLC INV REL: Y ADDR: 1204 N. LAKE PARK BLVD STE 1E CAROLINA BEACH 28428 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: OWNER START: 12/10/2021 NO HRS/MO: 60 NO HRS/MO DUR TRADING: 20. (3) NAME: FAIR WINDS FINANCIAL LLC INV REL: Y ADDR: 1015 ASHES DRIVE SUITE 200 WILMINGTON NC 28406 NATURE: FINANCIAL PLANNING AND ADVISORY INVESTMENT BUSINESS POSITION: OWNER START: 12/10/2021 NO HRS/MO: 160 NO HRS/MO DUR SEC TRADING: 160 DESCRIBE DUTIES: FAIR WINDS FINANCIAL WILL BE A DBA FOR MY FINANCIAL PRACTICE WHILE CONTRACTED WITH MASSMUTUAL. I WILL OFFER MASSMUTUAL INSURANCE AND INVESTMENT PRODUCTS ALONG WITH PRODUCTS FROM OTHER INSURANCE COMPANIES THROUGH ASH BROKERAGE AND OTHER BROKERAGE FIRMS. (4) NAME: BONCLARKEN CONFERENCE CENTER BOARD OF TRUSTEES INV REL: Y ADDR: BONCLARKEN CONFERENCE CENTER 500 PINE DRIVE HENDERSONVILLE NC 28731 NATURE: CHURCH AFFILIATED CONFERENCE CENTER POSITION: BOARD OF TRUSTEES START: 6/12/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: OVERSIGHT RESPONSIBILITY ALONG WITH OTHER BOARD MEMBERS FOR THE CONFERENCE CENTER. THE BOARD IS NOT RESPONSIBLE FOR DAY TO DAY OPERATIONAL DECISIONS. THE BOARD HAS OVERSIGHT OF BUDGETS AND THE ENDOWMENT FOR THE CENTER. (5) NAME: CHRIST THE KING CHURCH/R. BLAKE MOORE INV REL: Y ADD: 500 KENWOOD AVE WILMINGTON NC 28405 NATURE: NON-PROFIT ORGANIZATION POSITION: TREASURER START DATE: 1/1/2023 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: HELPING WITH DEVELOPING A BUDGET FOR THE CHURCH AND DISTRIBUTING MONTHLY INCOME AND EXPENDITURE REPORTS MAINTAINED BY THE CHURCH CPA. I WILL HAVE NO OVERSIGHT OF EMPLOYEES AND NO DECISION MAKING AUTHORITY ON HOW OR WHY MONEY IS SPENT. THAT IS UP TO LEADERS OF THE CHURCH. (6) NAME: BLAKE MOORE AND ASSOCIATES, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: ENTITY TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER START DATE: 08/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: ENSURE BUSINESS OPERATING EXPENSES ARE PAID. (7) NAME: HFWC, LLC INV REL: Y ADDR: 1015 Ashes Drive, Suite 200, Wilmington, NC 28405-8338 NATURE: REAL ESTATE POSITION: OWNERSHIP START: 10/15/2023 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-05
  • S66 Uniform Combined State Law Examination
    2004-04-05
Other Names
  • Blake Moore
  • Russell Blake Moore

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