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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-29 |
| NC | RA | APPROVED | 2020-05-13 |
Branch Locations
1015 Ashes Drive Suite 200, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Greenville | SC | 08/2008 | 11/2016 |
| Park Avenue Securities Llc | Greenville | SC | 08/2008 | 11/2016 |
| Massmutual Life Insurance Co | Wilmington | NC | 11/2016 | Present |
| Mml Investors Services, Llc | Wilmington | NC | 12/2016 | Present |
(1) NAME: RUSSELL BLAKE MOORE INV REL: Y ADDR: 1015 ASHES DRIVE SUITE 200 WILMINGTON NC 28405 NATURE: OUTSIDE INSURANCE BROKERAGE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: AGENT START: 11/7/2016 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4. (2) NAME: FAIR WINDS INSURANCE LLC INV REL: Y ADDR: 1204 N. LAKE PARK BLVD STE 1E CAROLINA BEACH 28428 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: OWNER START: 12/10/2021 NO HRS/MO: 60 NO HRS/MO DUR TRADING: 20. (3) NAME: FAIR WINDS FINANCIAL LLC INV REL: Y ADDR: 1015 ASHES DRIVE SUITE 200 WILMINGTON NC 28406 NATURE: FINANCIAL PLANNING AND ADVISORY INVESTMENT BUSINESS POSITION: OWNER START: 12/10/2021 NO HRS/MO: 160 NO HRS/MO DUR SEC TRADING: 160 DESCRIBE DUTIES: FAIR WINDS FINANCIAL WILL BE A DBA FOR MY FINANCIAL PRACTICE WHILE CONTRACTED WITH MASSMUTUAL. I WILL OFFER MASSMUTUAL INSURANCE AND INVESTMENT PRODUCTS ALONG WITH PRODUCTS FROM OTHER INSURANCE COMPANIES THROUGH ASH BROKERAGE AND OTHER BROKERAGE FIRMS. (4) NAME: BONCLARKEN CONFERENCE CENTER BOARD OF TRUSTEES INV REL: Y ADDR: BONCLARKEN CONFERENCE CENTER 500 PINE DRIVE HENDERSONVILLE NC 28731 NATURE: CHURCH AFFILIATED CONFERENCE CENTER POSITION: BOARD OF TRUSTEES START: 6/12/2022 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: OVERSIGHT RESPONSIBILITY ALONG WITH OTHER BOARD MEMBERS FOR THE CONFERENCE CENTER. THE BOARD IS NOT RESPONSIBLE FOR DAY TO DAY OPERATIONAL DECISIONS. THE BOARD HAS OVERSIGHT OF BUDGETS AND THE ENDOWMENT FOR THE CENTER. (5) NAME: CHRIST THE KING CHURCH/R. BLAKE MOORE INV REL: Y ADD: 500 KENWOOD AVE WILMINGTON NC 28405 NATURE: NON-PROFIT ORGANIZATION POSITION: TREASURER START DATE: 1/1/2023 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: HELPING WITH DEVELOPING A BUDGET FOR THE CHURCH AND DISTRIBUTING MONTHLY INCOME AND EXPENDITURE REPORTS MAINTAINED BY THE CHURCH CPA. I WILL HAVE NO OVERSIGHT OF EMPLOYEES AND NO DECISION MAKING AUTHORITY ON HOW OR WHY MONEY IS SPENT. THAT IS UP TO LEADERS OF THE CHURCH. (6) NAME: BLAKE MOORE AND ASSOCIATES, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: ENTITY TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER START DATE: 08/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: ENSURE BUSINESS OPERATING EXPENSES ARE PAID. (7) NAME: HFWC, LLC INV REL: Y ADDR: 1015 Ashes Drive, Suite 200, Wilmington, NC 28405-8338 NATURE: REAL ESTATE POSITION: OWNERSHIP START: 10/15/2023 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-05 |
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