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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | Columbus | OH | 02/2013 | 09/2017 |
| Jp Morgan Chase Bank, N.A. | Columbus | OH | 05/2018 | 04/2022 |
| Jp Mrogan Securities, Llc | Columbus | OH | 05/2018 | 04/2022 |
| Alliance Data | Columbus | OH | 09/2017 | 05/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 04/2022 | 05/2024 |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2022 | 05/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2022 | 05/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2022 | 05/2024 |
| First Allied Securities Inc | San Diego | CA | 04/2022 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 05/2024 |
| Lpl Financial Llc | Fort Mill | SC | 05/2024 | 11/2025 |
| Fifth Third Bank | Delaware | OH | 11/2025 | Present |
| Fifth Third Securities | Delaware | OH | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-07 |
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