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Laurie Emma Gizzi

Wells Fargo Clearing Services, LLC

Myrtle Beach, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-11-04
TX RA APPROVED_RES 2011-04-18
  • SC RA
    APPROVED
    Since 2015-11-04
  • TX RA
    APPROVED_RES
    Since 2011-04-18

Branch Locations

2050 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Myrtle Beach SC 02/2010 11/2016
Wells Fargo Clearing Services, Llc Myrtle Beach SC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-02
S63 Uniform Securities Agent State Law Examination 2009-10-03
  • S65 Uniform Investment Adviser Law Examination
    2011-08-02
  • S63 Uniform Securities Agent State Law Examination
    2009-10-03
Other Names
  • Laurie Ann Emma
  • Laurie Ann Oslin
  • Laurie Ann Emma

View on SEC IAPD

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