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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-13
NE RA APPROVED 2004-11-17
  • TX RA
    APPROVED_RES
    Since 2014-11-13
  • NE RA
    APPROVED
    Since 2004-11-17

Branch Locations

14769 California St Ste 3, Omaha, NE 68154 • United States

Elkhorn, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Omaha NE 09/2005 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 Present
Other Businesses

Business Ownership; Bull Enterprises LLC; Owner; Manage Ameriprise Business; 14769 California Street, Suite 3, Omaha, NE, 68154; Investment-Related; 11/15/2023; 1 to 9 hours per month; 0 during trading hours / Good Day Properties LLC; I am a non-voting member of this Partnership LLC.; LLC established for property insurance purposes along with paying the day-to-day bills (cable, phone, rent).; 14769 California Street, Suite 3, Omaha, NE, 68154; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Bull Enterprises LLC; Managing Member; Manage advisory business; 14769 California Street, Suite 3, Omaha, NE, 68154; Investment-Related; 11/17/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-09
  • S66 Uniform Combined State Law Examination
    2004-08-09

View on SEC IAPD

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