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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

7783 5 Mile Rd, Cincinnati, OH 45230-2371 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-15
MI RA APPROVED 2017-10-05
OH RA APPROVED 2008-01-10
  • TX RA
    APPROVED_RES
    Since 2025-04-15
  • MI RA
    APPROVED
    Since 2017-10-05
  • OH RA
    APPROVED
    Since 2008-01-10

Branch Locations

Anderson Banking Office 7783 Five Mile Road, Cincinnati, OH 45230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 01/2004 Present
Ameriprise Financial Services, Llc Cincinnati OH 06/2026 Present
Other Businesses

Legacy Land Partners LLC POSITION: Member NATURE: My husband and I are 50/50 Members of this LLC. We will buy, improve, and sell land. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0-5 hours SECURITIES TRADING HOURS: 0-5 hours START DATE: 01/27/2026 ADDRESS: 730 Shelley Dr Batavia OH 45103 DESCRIPTION: I will manage daily operations which is very minimal as we only plan to buy 1 or 2 pieces of property per year. I will keep the bank account records, prepare needed info for our CPA to do the taxes, and take care of State of Ohio filings. RESTORATION LAND MANAGEMENT LLC POSITION: bookkeeper NATURE: Bookkeeping for Dump Truck Business INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 730 Shelley Dr, Batavia OH 45103, United States DESCRIPTION: My husband is purchasing a dump truck and will start hauling land restoration materials for his clients including gravel, sand, asphalt, dirt, etc. He will also eventually get into excavation equipment to spread and distribute what he dumps.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-06
  • S66 Uniform Combined State Law Examination
    2006-06-06

View on SEC IAPD

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