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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-03-05
NM RA APPROVED 2012-10-18
TX RA APPROVED 2011-11-08
MI RA APPROVED 2010-09-17
  • IN RA
    APPROVED
    Since 2013-03-05
  • NM RA
    APPROVED
    Since 2012-10-18
  • TX RA
    APPROVED
    Since 2011-11-08
  • MI RA
    APPROVED
    Since 2010-09-17

Branch Locations

3336 West Twelve Mile Road, Berkley, MI 48072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Berkley MI 07/2007 Present
Raymond James Financial Services Advisors, Inc Berkley MI 01/2010 Present
Bline Investments Berkley MI 05/2011 Present
Other Businesses

(1)Name of Business: Bline Investments Address: 31621 Bellvine Court, Beverly Hills, MI, 48025, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/17/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: Ties Like Me Address: 31621 Bellvine Court, Beverly Hills, MI, 48025, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/28/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Networking Organization

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-30
S63 Uniform Securities Agent State Law Examination 2004-04-07
  • S66 Uniform Combined State Law Examination
    2010-07-30
  • S63 Uniform Securities Agent State Law Examination
    2004-04-07

View on SEC IAPD

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