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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | New York | NY | 04/2003 | 08/2024 |
| Park Avenue Securities | New York | NY | 01/2004 | 04/2024 |
| Guardian Life Insurance | Wall | NJ | 08/2024 | Present |
| Park Avenue Securities | Wall | NJ | 08/2024 | Present |
| Guardian Life Insurance | Cranbury | NJ | 10/2024 | 10/2024 |
| Park Avenue Securities | Cranbury | NJ | 10/2024 | 10/2024 |
1. Insurance other than Guardian, Employee Benefits/Health Insurance, Start: 01/01/2007, Address: 211 Route 34 South, Wall, NJ 07719, 7 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Investment related, 2. BNI Networking Organization, Vice President Chair, Start: 10/01/2023, Address: 11525 N Community House Rd #475, Charlotte NC 28277, 7 total hours per month, 7 during securities trading hours, No annual compensation, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-01 |
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