Gregory Allen Gulick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2025
  The Investment Center Inc
  Dallas, TX
• 04/2016 → 03/2025
  Ic Advisory Services Inc
  Dallas, TX
• 03/2025 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2016-04-15 → 2025-03-06
  Ic Advisory Services, Inc.
  Dallas, TX
  Bedminster, NJ
  Dallas, TX
• 2013-06-18 → 2016-04-15
  Cuso Financial Services, L.P.
  Dallas, TX
  Dallas, TX
  Irving, TX
  Rockwall, TX
  The Colony, TX
  Desoto, TX
  Mckinney, TX
• 2009-01-16 → 2013-07-02
  Lpl Financial Llc
  Dallas, TX
  San Diego, CA
  Dallas, TX
• 2008-01-01 → 2009-01-23
  Wamu Investments, Inc.
  Lewisville, TX
  Carrollton, TX
  Lewisville, TX
  Keller, TX
  Irving, TX
  Irving, TX
  Flower Mound, TX

Other Businesses

1. 03/06/2025- Nations Advisors, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/01/2016- 160 Hours Per Month- 160 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-28
• S63 Uniform Securities Agent State Law Examination
  2004-08-05

Other Names

• Gregory Allen Mantini