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Haslett, MI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-28 |
| MI | RA | APPROVED | 2025-01-28 |
| TX | RA | APPROVED_RES | 2017-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Effective Assets | Berkeley | CA | 01/2012 | 12/2017 |
| Effective Assets, Inc. | Berkeley | CA | 10/2016 | Present |
2004-PRESENT: INDEPENDENT INSURANCE AGENT/NOT INVESTMENT RELATED/VARIOUS INDEPENDENT INSURANCE COMPANIES/UP TO 10 HOURS PER MONTH DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-01 |
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