Michael D. Gallagher

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-27
TX	RA	APPROVED_RES	2020-06-04
IL	RA	APPROVED	2006-07-11

FL RA
APPROVED

Since 2024-08-27
TX RA
APPROVED_RES

Since 2020-06-04
IL RA
APPROVED

Since 2006-07-11

Branch Locations

Naples, FL • United States

1431 Opus Place Suite 622, Downers Grove, IL 60515 • United States

1St Advantage Financial Advisers, Llc

701 East 22Nd St. Suite 125, Lombard, IL 60148 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2007-09-04

IL RA
APPROVED

Since 2007-09-04

Branch Locations

701 East 22Nd St. Suite 125, Lombard, IL 60148 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	01/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	04/2006	Present
1St Advantage Financial Advisers, Llc	Lombard	IL	11/2006	12/2025
Cornerstone Advisers, Llc	Lombard	IL	11/2012	Present

01/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
04/2006 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
11/2006 → 12/2025

1St Advantage Financial Advisers, Llc

Lombard, IL
11/2012 → Present

Cornerstone Advisers, Llc

Lombard, IL

Previous Registrations

2007-09-04 → 2007-09-04

1St Advantage Financial Advisers, Llc

Lombard, IL

Other Businesses

1) CORNERSTONE ADVISERS, LLC; DBA NAM FOR INVESTMENT PRACTICE - INV. RELATED; LOMBARD, IL; FINANCIAL ADVISOR; SINCE 11/2012; 160 HRS/MONTH DURING SECURITIES TRADING HOURS:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-10
S63	Uniform Securities Agent State Law Examination	2004-04-26

S65 Uniform Investment Adviser Law Examination

2006-07-10
S63 Uniform Securities Agent State Law Examination

2004-04-26

View on SEC IAPD