Jason Ronald Horg

Current Employers

Employment History

• 01/2004 → 01/2017
  Capital Financial Services, Inc.
  Minot, ND
• 01/2017 → Present
  Lpl Financial, Llc
  Fresno, CA
• 06/2022 → 09/2024
  Mariner Independent
  Sacramento, CA
• 09/2024 → Present
  Horg Wealth Management
  Fresno, CA
• 09/2024 → Present
  Perennial Legacy Insurance Solutions
  Fresno, CA

Previous Registrations

• 2022-06-06 → 2024-12-09
  Mariner Advisor Network
  Fresno, CA

Other Businesses

1. 01/23/2017 - Fixed Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 1/01/2017 - 20 Hours Per Month/ 1 Hour During Trading 2. 10/17/2022 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 12/26/2021 - 1 Hour Per Month/ 0 Hours During Trading 3. 09/17/2024 - Horg Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 06/10/2024 - 85 Hours Per Month/ 45 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/17/2024 - Perennial Investment Advisors LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 85 Hours Per Month/ 45 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/19/2024 - Perennial Legacy Insurance Solutions - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 10 Hours per Month/ 1 Hour During Trading 6. 09/19/2024 - Horg Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/20/2024 - 85 Hours Per Month/ 45 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2022-04-28
• S63 Uniform Securities Agent State Law Examination
  2004-01-28