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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-19
CA RA APPROVED 2004-11-11
  • TX RA
    APPROVED_RES
    Since 2016-08-19
  • CA RA
    APPROVED
    Since 2004-11-11

Branch Locations

50 California Street, San Francisco, CA 94111 • United States

303 Twin Dolphin Drive, Redwood City, CA 94065 • United States

Hayward, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. San Francisco CA 01/2004 Present
Thrivent Financial For Lutherans Appleton WI 03/2004 Present
Other Businesses

CHRISTIAN CHURCHES POSITION: Presider & Preacher NATURE: I have a Master of Divinity and occasionally invited to preach and preside at Christian Church services on a Sunday morning. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2004 ADDRESS: n/a, n/a CA 94103 DESCRIPTION: I have a Master of Divinity and occasionally invited to preach and preside at Christian Church services on a Sunday morning. SAN FRANCISCO AIDS FOUNDATION POSITION: Chair - Ambassador Council NATURE: The San Francsico AIDS Foundation is a non-profit 501c3 organization that services the LGBT Community with health and wellness services. It offers clinic health services as well as drug counseling and home sheltering services. All services provided to is 25,000 clients are free. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 940 Howard Street, San Francisco CA 94103, United States DESCRIPTION: I serve on the SFAF - Ambassador Council as the chair. In this role I help lead the committee monthly meetings. I will also participate in and help organize fundraising events. I will also be a speaker for the foundation at the events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-25
  • S66 Uniform Combined State Law Examination
    2004-05-25

View on SEC IAPD

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