Ernesto Pacheco

Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2018
  Transamerica Financial Advisors, Inc
  Oak Brook, IL
• 05/2015 → 05/2017
  World Financial Group, Inc.
  Oak Brook, IL
• 09/2018 → 03/2019
  Financial & Tax Architects, Inc.
  St Louis, MO
• 03/2019 → Present
  Foundations Investment Advisors Llc
  Scottsdale, AZ

Previous Registrations

• 2019-03-08 → 2024-12-26
  Foundations Investment Advisors Llc
  Aurora, IL
  Phoenix, AZ
• 2018-10-02 → 2019-03-06
  Financial & Tax Architects, Llc
  Aurora, IL

Other Businesses

INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES; 2019; APPROX 80 HOURS/WK DURING TRADING HOURS; SELLING INSURANCE AND ANNUITIES. 4P PROPERTIES; NOT INVESTMENT RELATED; RENTAL PROPERTIES; 01/2016; APPROX 5 HOURS/MONTH DURING BUSINESS HOURS; MANAGE RENTAL PROPERTIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-17
• S63 Uniform Securities Agent State Law Examination
  2010-10-18

Other Names

• Ernesto Pacheco
• Ernesto Lizalde Pacheco