Nicholas Ian Pye

Employer firm

Cubic Pye Capital Management, Inc. CRD 130212

$84.0M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
ADVISORY INVESTMENT CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Cubic Pye Capital Management, Inc.

Atlanta, GA • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2023-04-28
GA	RA	APPROVED	2004-01-20

ME RA
APPROVED

Since 2023-04-28
GA RA
APPROVED

Since 2004-01-20

Branch Locations

Belfast, ME • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cubic Pye Capital Management, Inc.	White Plains	GA	01/2004	Present
Cubic Pye Llp	White Plains	GA	08/2000	Present

01/2004 → Present

Cubic Pye Capital Management, Inc.

White Plains, GA
08/2000 → Present

Cubic Pye Llp

White Plains, GA

Other Businesses

NICHOLAS I. PYE, PRESIDENT OF CUBIC PYE CAPITAL MANAGEMENT, INC., IS A CERTIFIED PUBLIC ACCOUNTANT. MR. PYE HAS ONE OTHER BUSINESS INTEREST, WHICH OPERATES OUT OF ATLANTA, GEORGIA. MR. PYE IS A PARTNER OF CUBIC PYE LLP, WHICH IS A TAX ADVISORY AND PERSONAL FINANCIAL PLANNING FIRM THAT DOES NOT PROVIDE INVESTMENT ADVISORY SERVICES. MR. PYE'S ACTIVITIES WITH THIS COMPANY MAY REQUIRE UP TO 75% OF HIS TIME (BEFORE, DURING, AND AFTER TRADING HOURS), AND HE HAS BEEN INVOLVED WITH THIS BUSINESS SINCE AUGUST 2000. CLIENTS OF CUBIC PYE CAPITAL MANAGEMENT, INC. ARE NOT REQUIRED TO USE THE SERVICES OF CUBIC PYE LLP.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-01

S65 Uniform Investment Adviser Law Examination

2002-07-01

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