Nicole Annette-Palmiter Schafer

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 05/2022
  Morgan Stanley
  Seattle, WA
• 01/2015 → 05/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2022 → Present
  Rockefeller Financial Llc
  Coeur D'ALene, ID
• 01/2015 → 05/2022
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2022-06-02
  Morgan Stanley
  Seattle, WA
  Seattle, WA
  Coeur D'ALene, ID
• 2007-05-07 → 2009-06-01
  Citigroup Global Markets Inc.
  Seattle, WA
• 2006-08-12 → 2007-04-23
  Ubs Financial Services Inc.
  Seattle, WA
• 2006-07-18 → 2006-08-12
  Piper Sandler & Co.
  Seattle, WA

Other Businesses

1) BAYVIEW FOUNDATION; NOT INVESTMENT RELATED; SEATTLE/WA; CHARITY; TITLE: BOARD MEMBER; START DATE: 6/2019; DURING BUSINESS HOURS - 1; AFTER BUSINESS HOURS - 1. 2) The Blue Shell, LLC; Investment related Yes; Coeur d'Alene, Idaho; Restaurant/Bar/Nightclub; Other (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 2; After business hours: 10; Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements 3) Bill Dill Properties LLC, 1903 E Sherman Ave., Coeur d'Alene, ID 83815. Investment related. LLC to hold a rental property. LLC Member/Manager since May 2023. Devotes one-hour per month and zero hours during trading hours. Duties include paying property taxes and insurance and collects rent.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-17

Designations

• Certified Financial Planner

Other Names

• Nicole Annette Palmiter
• Nicole Annette Schafer