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Robert Timothy Harlan

LPl Financial LLC

San Antonio, TX

CRD 4751486

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-04
TX RA APPROVED 2018-04-02
  • IL RA
    APPROVED
    Since 2026-03-04
  • TX RA
    APPROVED
    Since 2018-04-02

Branch Locations

17806 I-10 W Promenade 1 Ste 120, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. San Antonio TX 05/2006 04/2018
Usaa Financial Planning Services San Antonio TX 05/2006 04/2018
Usaa Investment Management Company San Antonio TX 01/2018 04/2018
Lpl Financial, Llc San Antonio CA 04/2018 Present
  • 05/2006 → 04/2018
    Usaa Financial Advisors, Inc.
    San Antonio, TX
  • 05/2006 → 04/2018
    Usaa Financial Planning Services
    San Antonio, TX
  • 01/2018 → 04/2018
    Usaa Investment Management Company
    San Antonio, TX
  • 04/2018 → Present
    Lpl Financial, Llc
    San Antonio, CA
Previous Registrations
  • 2018-01-08 → 2018-04-23
    Usaa Investment Services Company
    San Antonio, TX
  • 2006-05-16 → 2018-01-08
    Usaa Financial Planning Services
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Other Businesses

1. 04/02/2018 - GENESIS WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SAN ANTONIO, TX

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-15
S63 Uniform Securities Agent State Law Examination 2004-04-07
  • S65 Uniform Investment Adviser Law Examination
    2006-05-15
  • S63 Uniform Securities Agent State Law Examination
    2004-04-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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