Ryan Scott Appleby

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  M&T Securities
  Baltimore, MD
• 06/2021 → Present
  Lpl Financial Llc
  Abington, MD
• 06/2021 → Present
  Lpl Financial Llc
  Abington, MD

Previous Registrations

• 2014-10-06 → 2021-06-09
  M&T Securities, Inc.
  Annapolis, MD
  Timonium, MD
  Baltimore, MD
  Catonsville, MD
  Baltimore, MD
  Baltimore, MD
  Sykesville, MD
  Annapolis, MD
  Bel Air, MD
  Timonium, MD
  Timonium, MD
  Timonium, MD
  Towson, MD
  Towson, MD
  Abington, MD
  Bel Air, MD
  Bel Air, MD
  Bel Air, MD
  Annapolis, MD
  Baltimore, MD
• 2005-04-18 → 2014-08-12
  Hergenroeder Financial Advisors, Inc.
  Timonium, MD
  Towson, MD
• 2008-03-03 → 2014-08-05
  Lpl Financial Llc
  Towson, MD
  Timonium, MD

Exams

• S66 Uniform Combined State Law Examination
  2004-09-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Ryan Appleby